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Ox Securities regulation and how it scores

Regulation carries the heaviest weight in the score, which is why it is scored first. Here is Ox Securities's licensing and the protections behind it.

Facts last checked . Read the full Ox Securities review.

Regulation and safety

Regulated by
Entity/jurisdiction dependent
Regulator tier
Offshore/international for current global offering
Client money segregated
Yes
Held at
Top-tier global banks
Negative balance protection
No
Compensation scheme
No statutory compensation scheme identified for global clients
Audited by
Not prominently disclosed
Not available to
Australia, United States, North Korea, Iran, Syria, Cuba, Sudan, Myanmar, Zimbabwe, Russia, Crimea and jurisdictions where services are unlawful

What this means

Regulation carries the heaviest weight in the score, which is why it is scored first.

Ox Securities lists its regulation as Entity/jurisdiction dependent.

Client money is held separately from the firm's own money, at Top-tier global banks. That separation is what makes your balance recoverable if the company fails, rather than part of the pool its creditors divide up.

There is no negative balance protection. In a fast market a position can gap straight through your stop, and without this the resulting debt is legally yours - you can lose more than you deposited.

Covered by No statutory compensation scheme identified for global clients, which pays eligible clients up to its limit if the firm fails owing client money.

Questions about Ox Securities regulation

Is Ox Securities tier-one regulated?

Ox Securities's strongest licence is recorded as Offshore/international for current global offering.

Who regulates Ox Securities?

Ox Securities is regulated by Entity/jurisdiction dependent.

Does Ox Securities offer negative balance protection?

Negative balance protection at Ox Securities is recorded as: No.

More about Ox Securities